A. Funded stocks must be kept in the broker's 'Pool Account' until the client makes full payment.

B. Funded stocks must be transferred to a 'Client Unpaid Securities Pledgee Account' and disposed of within 5 days if payment is not received.

C. Funded stocks must be transferred to the client's demat account followed by the creation of an auto-pledge in favor of the broker's 'Client Securities under Margin Funding Account'.

D. Funded stocks should be held in a separate 'Client Collateral Account' and can be re-pledged to the Clearing Corporation for other clients' margin obligations.

E. Funded stocks must be transferred to the client's beneficiary account immediately without any pledge.

A. Indian Depository Receipts (IDRs)

B. External Commercial Borrowings (ECBs)

C. Foreign Currency Convertible Bonds (FCCBs)

D. Global Depository Receipts (GDRs)

E. Masala Bonds

A. The intermediary shall ensure that the photograph downloaded through the Aadhaar authentication process matches with the investor in the VIPV.

B. The client is not required to display the officially valid document in the video if Aadhaar e-KYC is used.

C. The VIPV must be conducted offline and the recording uploaded to the KRA system later.

D. The VIPV recording is optional if the client provides a digitally signed self-declaration.

E. The VIPV process can be fully automated using Artificial Intelligence without the need for any authorized official's interaction.

A. 100% of the interest earned on the 1% security deposit of issuer companies.

B. 1% of the listing fees received, on a quarterly basis.

C. 5% of the transaction charges collected from members.

D. The penalty collected for client code modification.

E. At least 20% of the listing fees received.

A. CTR: By 15th of succeeding month; STR: Within 7 days of arriving at a conclusion; NTR: By 15th of succeeding month.

B. CTR: By 1 5th of succeeding month; STR: Within 24 hours of conclusion; NTR: By 30th of succeeding month.

C. CTR: By 7th of succeeding month; STR: Within 3 days of conclusion; NTR: By 7th of succeeding month.

D. CTR: By 10th of succeeding month; STR: Within 7 days of occurrence; NTR: By 10th of succeeding month.

E. CTR: By end of the quarter; STR: Within 15 days of conclusion; NTR: By end of the quarter.

A. General expenses, overheads, salaries, and petty cash adjustments for the broking firm.

B. Only the net obligation of funds and securities to be settled with the Clearing Corporation.

C. Receipts and payments of funds involving clients, distinguishing between margin and settlement obligations.

D. Each transaction effected, showing the name of the security, its value, rates gross and net of brokerage, and names of the clients.

E. Details of all dematerialized securities held in the broker's pool account and beneficiary account.

A. It is used to cover the margin obligation of that specific client only.

B. It is primarily used for the client but can be used for the TM's proprietary obligations in case of a shortfall.

C. It is transferred to the Core Settlement Guarantee Fund immediately upon receipt.

D. It is pooled with other clients' collateral to cover the aggregate margin requirement of the Trading Member.

E. It is used to provide exposure limits to the Clearing Member's other Trading Members.

A. The instruction is processed fully, creating an excess balance in the Member Pool Account which is flagged for audit.

B. The instruction is partially processed by the depositories up to the matching obligation quantity.

C. The instruction is processed fully, but the excess securities are immediately returned to the client's account by the Clearing Member.

D. The instruction is kept pending until the Clearing Corporation updates the obligation to match the instruction.

E. The instruction is rejected in its entirety due to the discrepancy in quantity.

A. ?5 lakh and multiples thereof; 7 days to 1 year; Rating 'A3'

B. ?25 lakh and multiples thereof; 30 days to 1 year; Rating 'A1'

C. ? 1 lakh and multiples thereof; 15 days to 1 year; Rating 'A2'

D. ?5 lakh and multiples thereof; 15 days to 3 years; Rating 'A3'

E. ? 10 lakh and multiples thereof; 7 days to 1 year; Rating 'AA'

A. It must be transferred to the client's beneficiary account immediately and cannot be used for subsequent proprietary obligations.

B. It is automatically converted into liquid assets and pledged to the Core Settlement Guarantee Fund.

C. It is returned to the Clearing Corporation to cover potential shortfalls in the subsequent settlement's auction.

D. It is locked in the member's pool account for 24 hours to prevent misuse.

E. The cash or securities pay out from the first settlement shall be made available to the member for meeting his pay-in obligations for the subsequent settlement(s).