Download CISI : UAE-Financial-Rules-and-Regulations Questions & Answers as PDF & Test Software
Updated: Jun 02, 2026
No. of Questions: 102 Questions & Answers with Testing Engine
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CISI UAE Financial Rules and Regulations Sample Questions:
1. The contract size for trading in Silver Futures on the Dubai Gold & Commodities Exchange is 1,000 troy ounces of refined silver, plus or minus what prescribed margin?
A) 10%
B) 1%
C) 2%
D) 5%
2. The Corporate Governance Guide automatically allows board members of public joint-stock companies to accept gifts up to what maximum stated value?
A) AED 200
B) AED 300
C) AED 100
D) AED 500
3. In cases where securities are bought and sold during the same trading session, the client must have in its cash account enough:
A) securities to the value of purchase
B) credit to cover the value of sale
C) credit to cover the value of any losses
D) credit to cover the value of purchase
4. Which of the following features of a previous order can be changed with the order remaining valid?
A) Market
B) Volume
C) Order type
D) Share category
5. An application submitted to the ADX by the brokerage company to enable it to supply E-Trading services will result in a decision to approve or reject the application within:
A) 5 days
B) 10 days
C) 2 days
D) 30 days
Solutions:
| Question # 1 Answer: D | Question # 2 Answer: B | Question # 3 Answer: D | Question # 4 Answer: B | Question # 5 Answer: A |
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