Download PRMIA : 8009 Questions & Answers as PDF & Test Software
Updated: May 31, 2026
No. of Questions: 112 Questions & Answers with Testing Engine
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PRMIA Exam IV: Case Studies: Standards: Governance, Best Practices and Ethics - 2015 Edition Sample Questions:
1. The problems at WorldCom can best be characterized as related to:
A) Operational and Regulatory Compliance Risk
B) All of the Above
C) Market Risk
D) Credit Risk
2. For the sentence
"The organization shall encourage all employees to keep abreast of the latest developments in their particular areas of expertise, through ____________, _____________, and _____________ and shall make adequate resources available to enable this to occur," Choose the correct combinations of words from the following options:
A) conferences, discussion groups, blog sites
B) courses, educational certification, journals
C) courses, conferences, journals
D) journals, courses, compliance mandates
3. The key people involved in the application of good governance and risk management must:
I. be trustworthy
II. be honest
III. be approved by the local regulator
IV. treat others fairly at all times
A) I, II, and IV only
B) III only
C) I, II, III and IV above
D) I, II, and III only
4. The Q4 2003 trading strategy of China Aviation Oil was
A) to sell puts and buy calls
B) to buy puts and sell calls
C) to buy calls and sell puts
D) to sell calls and buy puts
5. MGRM's losses due to "stacking" started to increase when
A) the oil market went from contango to backwardation
B) the oil market went from weak backwardation to strong backwardation
C) the oil market went from strong contango to weak contango
D) the oil market went from backwardation to contango
Solutions:
| Question # 1 Answer: A | Question # 2 Answer: C | Question # 3 Answer: A | Question # 4 Answer: D | Question # 5 Answer: D |
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